Master Financial Markets Regulations and Compliance
A comprehensive 5-day programme equipping professionals with practical insight into the regulatory frameworks, compliance obligations, and supervisory practices governing global financial markets.
Financial Markets Regulations Programme
A comprehensive 5-day programme equipping professionals with practical insight into the regulatory frameworks, compliance obligations, and supervisory practices governing global financial markets.
Course Overview
The Financial Markets Regulations Programme equips participants with a comprehensive understanding of the regulatory frameworks governing financial markets, institutions, and market participants. The programme responds to increasing market complexity, financial innovation, systemic risk, and heightened regulatory scrutiny aimed at protecting investors, ensuring market integrity, and maintaining financial stability. The course integrates financial market structures, regulatory principles, compliance obligations, and supervisory practices, aligned with international standards and best practices. Participants will gain practical insight into the regulation of capital markets, banking, insurance, asset management, and market infrastructure—enabling them to navigate regulatory requirements effectively, strengthen compliance, and support transparent and resilient financial markets.
By the end of this training, participants will be able to:
- Understand the purpose and principles of financial market regulation
- Explain the structure and functioning of financial markets
- Interpret key financial market laws and regulatory frameworks
- Understand the roles of regulators, supervisors, and self-regulatory bodies
- Identify compliance obligations for financial institutions and market participants
- Recognise market abuse, misconduct, and enforcement mechanisms
- Apply best practices in regulatory compliance and risk management
- Support sound governance and ethical conduct in financial markets
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